AUDITING & ASSESSMENT

Website Reviews

The online website compliance review will include certain regulatory requirements and overall functions of the institution’s website. This involves a risk-based assessment of information related to products, services, advertisements, external links, disclosures, disclaimers, and website control functions as reasonable, for adherence to regulatory guidelines, including:

  • General Website Functions
  • Copyright, Trademark, and Servicemark posting
  • Online Privacy Protection Gramm-Leach-Bliley Act (GLBA) Requirements
  • Bank Secrecy Act (BSA) CIP Requirements
  • Regulation B (ECOA) Requirements
  • Fair Housing Act Logo
  • Regulation C (HMDA) Requirements
  • Regulation BB (Community Reinvestment Act) Requirements
  • Regulation Z (Truth In Lending Act) Requirements
  • Regulation E (Electronic Funds Transfer Act) and E-Sign Requirements
  • Regulation CC (Expedited Funds Availability)
  • Regulation DD (Truth In Savings) Requirements
  • FDIC/NCUA Insurance Rules
  • Non-Deposit Investment Product Advertising Requirements
  • Third-Party Web Linking Requirements
  • Childrens Online Privacy Act (COPPA) Requirements
  • Terms of Use Disclosure
  • Customer Complaints
  • Unfair, Deceptive, or Abusive Acts or Practices (UDAAP), and
  • SAFE Act Requirements